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| Copyright 1998 by the | Psychology in Spain, Vol 2 No 1, 27-42 |
| Colegio Oficial de Psicólogos |

In accordance with some new perspectives in gerontology, we present an optimistic vision of aging that gives form to what has been called "successful aging". In order to do so we analyse two complementary ways of understanding how people adapt to this stage in their lives: a) the "selective optimisation with compensation" model, which focuses on establishing the limits and possibilities of functioning in old age, and b) "the stress model applied to old age", which emphasises people's capacity for coping with changing or difficult situations that may appear in old age. From the information provided by these two models we make some suggestions for intervention at the level of individuals and of the social system, prioritising preventive strategies that promote successful aging.
Se plantea, acorde a las nuevas perspectivas en Gerontología, una visión optimista de la vejez que pretende dar contenido a lo que se ha venido denominando modelos de vejez con éxito. Para ello se analizan dos formas complementarias de entender cómo se produce la adaptación de las personas a esta etapa del ciclo virtual a) la perspectiva de la optimización selectiva con compensación que centra la atención en establecer cuáles son los límites & posibilidades del funcionamiento en la edad avanzada & b) el modelo de estrés aplicado a la vejez que pone el énfasis en los recursos que emplean las personas para enfrentarse a las situaciones cambiantes o adversas que pueden marcar la edad avanzada. A partir de la información derivada de los modelos anteriores se ofrecen, sin ánimo de exhaustividad, algunas sugerencias para la intervención centradas tanto en el individuo como en el sistema social en el que está inmerso, bajo la óptica de priorizar las estrategias preventivas para promocionar una vejez con éxito.
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The original Spanish version of this paper has been
previously published in Intervención Psicosocial, 1997, Vol. 6 No 1, 53-75
...........
* Correspondence concerning this article
should be addressed to Ignacio Montorio Cerrato. Universidad Autónoma de Madrid. Facultad
de Psicología 28049 Madrid. Spain E_mail: ignacio.montorio@uam.es
INTRODUCTION
2. Successful aging:
Selective optimisation with compensation
Although, as stated above, the concept of "successful
aging" has its origins in the 1960s (Havighurst, 1963), it was subsequently proposed as a field of interest in
gerontological research and as a challenge for the design of social policy. The fact that
this idea has once again captured the attention of social scientists is due not only to
the attractiveness of the term and the importance of aging in the world today, but also to
a new optimism that has arisen in gerontology in recent times (Baltes and Baltes, 1980; Baltes, 1987; Birren and Bengtson, 1988; Fernández-Ballesteros, 1985; Skinner and Vaughan, 1986). The
question of whether the concept of successful aging will remain within the ambit of
gerontology due to its scientific plausibility is, for the time being, a less important
matter than the fact that it is currently a dynamic area of great interest to researchers
(Baltes and Baltes, 1990).
The impact of two concepts, interindividual
variability, which accounts for the wide
diversity that exists among elderly people, and interindividual plasticity, which refers to their learning capacity
(Baltes and Baltes, 1990), has
been of definitive importance for current thinking on successful aging. Reflections on the
implications (both theoretical and for psychological intervention) of these concepts have
led to the conclusion that there is "great
opportunity" for the continuous optimisation of human development throughout life,
including in old age (Lerner, 1984).
Employing both concepts, the successful aging model based on selective
optimisation with compensation (Baltes and Baltes, 1990) includes
and applies a substantial part of the basic assumptions of Psychology of the Life Span to
the study of old age, especially in so far as they contribute to defining the process of
adaptation. This model postulates that people are immersed in a continuous process of
adaptation throughout life, by means of three components that interact with one another:
selection, optimisation and compensation.
Selection refers to the process
of specialisation of behavioural competences that allow the individual to continue his/her
development throughout the lifespan. It implies reduction, since it restricts people's lives, limiting the number of competences or areas of
functioning. However this limitation in turn implies adaptation, since, on reduction of
the demands to which the individual must attend, the competences selected become easier to
manage. One example of this specialisation in old age concerns the area of daily life
activities (selfcare and maintenance of the home). These tasks tend to increase in
importance with respect to other activities at this stage of life, given that for many
elderly people maintaining their independence in the community is a main objective (Willis, 1991). Another example is
the selection elderly people make with regard to their social network. It would appear to
be demonstrated that the elderly limit -or select- their source of social support,
focusing on the search for social relationships that favour the emotional regulation that
preserves their psychological well-being (to the detriment of social relationships that
provide information or help to maintain identity) (Carstensen and Frederickson, 1994).
Optimisation
relates to the idea that individuals regulate themselves in order to function
at high, effective and desirable levels of execution. Thus, it is to be expected that
people take advantage of environmental or biological opportunities throughout life to
enrich and increase their reserve capacity, so that they can maximise -in quantity and
quality- their lifespan. In sum, optimisation means that the individual moves in the
direction of obtaining the best possible functioning in a specific number of areas of
life. Optimisation is also an attainable objective in old age, since even though the more
biologically determined cognitive abilities have begun to decline, there exists
substantial residual plasticity for improving the diverse capacities of the human being,
including the cognitive ones (Baltes
and Linderberger, 1988). The desirability of the promotion of optimisation in
individuals is such that it has been demonstrated that when high levels of moderate
physical activity are accompanied by healthy lifestyles and relationships with
intellectually active people, one's intellectual
capacity can be maintained throughout old age (Schaie, 1994).
Compensation
refers to the process that is activated when a person's abilities deteriorate as consequence of age, or when the
demands of the context increase substantially, and it becomes impossible to attain the
required standard of execution. In such cases, the use of the strategies normally employed
would bring negative results, so that people modify their strategies with the aim of
compensating for the deficits. Compensation involves using elements of behaviour (e.g.,
external memory aids), of cognition (e.g., mnemonic strategies) or derived from technology
(e.g. prosthetic aids). Compensation is a natural process that we all make use of in the
course of our lives, and which is particularly well-developed in the elderly, given the
advantages implied by the accumulation of experience and knowledge in this age group (Dixon, 1995). Thus, for example,
it has been shown that typists of advanced age are capable of typing a text as efficiently
as younger typists, despite a deterioration of the formers' perceptual-motor skills (Salthouse, 1984). The experience
of the older typists allows them to visualise to a greater extent the following text,
compensating in this way for their disadvantage in speed of response.
The processes of compensation have been mainly studied in relation to the area of
intellectual functioning, but examples can also be found in the field of social behaviour.
In this latter area, compensation may operate through the use of passive
control or delegated control (Baltes
and Carstensen, 1994). When active or instrumental behaviours are not sufficiently
effective to reach stan dards of execution, individuals may modify
their social environment through passive behaviours or behaviours of delegated control, as
Baltes affirms (Baltes et al., 1994).
This author and her colleagues maintain that elderly people living in institutions receive
more social reinforcement from staff when they display dependent behaviours -i.e.,
behaviours that are not instrumental or active. From the point of view of self-care this
would be understood as a failure. However, bearing in mind that a behaviour in a certain
context has multiple consequences, it could also be interpreted as a form of adaptation on
the part of residents. Thus, dependent behaviour in self-care creates an environment for
ensuring that basic personal necessities are satisfied, at the same time as permitting
success in other areas of functioning (that is, greater social contact). In general terms,
the use of compensation procedures not only helps people to offset deficits in old age,
but has also revealed itself as an important predictor of cognitive efficiency and the
capacity of an individual for living independently in the community (Wolinsky, Callahan, Fitzgerald and
Johnson, 1992).
In summary, the selective optimisation with compensation model presupposes that the
person, at any age, specialises in different areas of functioning, capacities or abilities
depending on his/her life trajectory, on his/her interests, values, habits, health, and on
his/her reserve capacity. While necessary at all times of life, in old age this strategy
is used even more actively and frequently due to losses (Marsiske, Lang, Baltes and Baltes,
1995). The experience acquired over the lifespan helps elderly people to know how to
act optimising, selecting and using strategies that compensate for possible deficits or
high environmental demands.
The contributions of this model of successful aging, especially its emphasis on the
potential of the individual and on his/her leading role in optimising his/her functioning
in carrying out life activities, makes it one of the most fruitful lines of research in
gerontology (Marsiske et al., 1995).
However, one of the criticisms the model has received is based on its lack of attention to
the economic, social, etc. conditions that may influence the achievement of successful
aging, and to some of the individual's resources
that may favour his or her adaptation (Pearlin and Skaff, 1995). As we shall see below, the perspective of
stress applied to old age takes into account the changing or adverse situations elderly
people may have to face, as well as the individual resources for coping with them.
3. Adaptation, stress and well-being in old age
People's adaptational capacity permits them to
maintain their well-being in the face of changing or difficult circumstances in the course
of life. This adaptation takes place in accordance with a principle of continuity
throughout the life span, according to which previous life experiences connect with the
experiences of old age, thus marking a life trajectory in terms of the form of adaptation
(Pearlin and Skaff, 1995). This
trajectory is one of the main sources of differentiation among elderly people. More
specifically, independently of the biological changes that characterise old age,
differentiation between people at this stage of life is based on two selection routes, via
which each individual chooses between different options: the structural
route and the behavioural route (Carstensen, Hanson
and Freund, 1995). The first of these refers to those which limit aspects (for
example, socio-educational level, gender) or promote opportunities for each individual
over the course of life (Daneffer,
1992). The behavioural selection
route, on the other hand, does not imply any imposition on the individual with regard to
available options, but refers rather to the choices made actively and "voluntarily" throughout the lifespan (to increase
or reduce the social network, to acquire specialised knowledge, etc.) (Carstensen, Hanson and Freund, 1995).
Both forms of selection mark the life trajectory of each individual and, in old age, they
delimit both the opportunities available to him/her and the impact of the changes that
occur in this stage of life.
In any case, we are not suggesting a kind of determinism as a function of previous stages
of life; nor is it possible to simply extrapolate our knowledge of adaptation at previous
stages to the conditions and characteristics of old age. In fact, it is has been
demonstrated that the types of changes or stressful events with which the elderly have to
cope, their meaning, the way they are perceived and the response to them are, in certain
aspects, significantly different by comparison with other age groups (Castro et al., 1996). The
differences between the elderly and other age groups by no means signify that old age
should be perceived as a time of stress and desperation (Baltes and Baltes, 1990; Ryff, 1989). These matters will be
dealt with below, treating separately the stress factors and the personal resources
available for coping with them and achieving adaptation.
3.1. Stressors in old age
Knowledge of the specific characteristics of stress factors in old age is limited, and
certainly less extensive than we would wish. Nevertheless, we know that differences exist
with regard to the stressors to which the elderly are exposed and their impact. We shall
continue by reviewing these aspects, differentiating between two types of stressor: life
events and chronic stressors.
The first type of stressor refers to life
events, which, as is well known, are specific occurrences that imply important
changes in a person's life, demanding of the
organism an intense effort of adaptation (e.g., retirement, death of spouse/partner,
moving house, etc.) (Holmes and
Rahe, 1967). In old age, these stressors do not appear to be a main source of stress (Ensel, 1991), with findings even
showing a negative association between old age and life events (Murrel, Norris and Grote, 1988).
This result can probably be explained, on the one hand, by methodological bias (basically,
that the lifeevents assessment scales are designed for the conflictive situations of
adults, but not for those of the elderly) and, on the other, by the fact that, in general,
the lifestyle of the elderly means that they are less exposed to stressinducing life
situations (Pearlin and Skaff, 1995).
There are, however, life events that occur with greater probability in old age. In the
first place, there are those related to the loss of roles and status, and which constitute
normative transitions in one's life (retirement, "empty nest"). These events can
be anticipated, do not necessarily have negative consequences (George, 1980), and may even have
positive effects on well-being, as revealed by some of the research on retirement (Aldwin, 1990). Secondly, events
related to health, so common in old age, appear to have a more distressing effect than
other types of life event (Ensel,
1991). Also, the death of close people -spouse or partner, friends, etc.- is a more
frequent event at this time of life, with a negative emotional impact of variable duration
and intensity, although it has been found that, in some cases, positive effects also
occur: for example, the loss of dear ones, apart from the negative impact produced, may
subsequently lead to an increase in social contact, a sense of independence and
competence, and an enhanced self-concept (Lopata, 1979; Wortman
and Silver, 1992). Furthermore, it would appear that life events related to health and
economic situation may be a less important source of stress among the elderly than among
younger people (George, 1989).
In general terms, a critical variable that affects adaptation following life events in old
age is their condition of normativity, that is, those events that are not related to
normative transitions of life and that are less predictable and unable to be anticipated
generate greater stress. Thus, a non-normative life event such as the loss of a child is
one of the most stressful experiences a human being may suffer (Aldwin, 1990), it being difficult
to recover and recuperate one's previous state of wellbeing, especially if the person who
suffers such an experience is widowed (Pearlin and Skaff, 1995).
In contrast to the above, there are stressors that appear, not within a particular time
limit, but rather in an insidious and persistent way in everyday life. It has been
demonstrated that such chronic stress situations cause more
stress responses, with more negative effects on people's social, psychological and biological functioning, than other extraordinary
situations, such as life events (Pearlin
and Schooler, 1978).
Thus, for example, as a consequence of certain biological, psychological and social
changes that frequently occur in old age, elderly people may find difficulties for
interacting with their physical environment, their feeling of insecurity increasing in the
face of certain environmental conditions. A clear example of this situation is a change of
residence to an unfamiliar place -moving house- or going to live with unfamiliar people
-moving into an institution- (Izal
and Fernández-Ballesteros, 1990). However, even when the person remains in his/her
own home and in the same neighbourhood, interaction with the environment becomes modified
over time, since, even though the environmental conditions may remain constant, the person
may feel more vulnerable as his/her physical fragility increases. Moreover, the
environment in which the elderly person lives is also subject to transformations. The
composition and structure of the neighbourhood may change, and the changes may constitute
stressors for him/her. Thus, the loss of friends and acquaintances that move out of the
neighbourhood or area, or who die, leads to a reduction of the individual's social
network, which presumably has a negative impact on the person's life. Equally, over time,
changes may occur in the urban environment (shops closing down and new ones opening;
changes in public transport; architectural changes; changes in the location, organisation
and type of services in the neighbourhood, etc.), and this may have a considerable effect
on the sense of security and comfort of elderly people living in the area. Finally, if
environmental modifications are accompanied by changes in the
elderly person's own conditions, interaction will
become even more difficult. For example, having to walk further because a certain service
(a shop, a health centre, etc.) has changed its location may constitute an excessive
effort for a person suffering a progressive loss of mobility, besides affecting his or her
feeling of personal security.
Another form of chronic tension results from the difficulties that may arise in connection
with the relationships and activities associated
with the fulfilment of social roles in old age. According to Pearlin and Skaff (1995), the main
stressors in this sense originate from interaction with relatives, and concern the failure
of one's children to fulfil expectations, the
absence of support and assistance from children, or support and assistance from children
that reduces the elderly person's autonomy and self-esteem, and favours the appearance of
"excessive incapacity". Lastly, one of the stressors derived from the fulfilment
of roles that may generate most tension concerns care of a family member (Izal and Montorio, 1994). Thus,
the role of principal caregiver (for example, the wife responsible for caring for a
husband with Alzheimer's Disease) involves a series of (primary) stressors directly
derived from the caring, such as helping with daily life activities or coping with
difficult behaviours (hallucinations, agitated behaviour, wandering, etc.), as well as
other (secondary) stressors generated by the primary ones, such as conflict with other
relatives, reduction of social network, health problems, etc. (Izal, Montorio and Diaz-Veiga, 1998;
Montgomery and Borgatta, 1989; Montorio, Izal and Diaz-Veiga, 1995).
Finally, the micro-environment in which elderly people live is the scene of stressful everyday
situations, specifically related to organisational and logistical problems
which must be coped with as part of daily life (e.g., climbing stairs, self-care
activities, administrative matters, remembering names, etc.). Such situations, trivial for
most adults, may, for the elderly, become obstacles they have to overcome each day, and
which constitute an important aspect of their everyday life (Barer, 1993; Fernández-Ballesteros, Diaz, Izal and
Hernández, 1988). To define or list these situations is a difficult task, since a
situation will become conflictive depending on the physical, psychological and
socio-environmental conditions of a person's
life.
In summary, stressful situations old people face differ from those faced by younger people
in terms of type and impact, daily life situations being particularly stressinducing.
Nevertheless, a life event or stressful situation may have very different consequences in
the life of a person depending on the subjective importance of the area of life in which
it takes place (Krause, 1994),
and the extent to which its occurrence is predictable at a particular stage of life (Pearlin and Skaff, 1995). Thus,
for example, early retirement at age 55 will presumably have different consequences from
retirement at age 63, while the loss of loved-ones in one's thirties will have different
effects from their loss at the age of 85.
3.2. Resources for coping with stressors in old age
As already stated, most elderly people have to cope daily with situations of chronic
stress, and also with specific or extraordinary life events that presumably reduce their
well-being. Nevertheless, and also as pointed out earlier, the majority of them manage to
adapt, maintaining an acceptable level of well-being and satisfaction (Baltes and Baltes, 1990; Knight, 1986). This is possible
thanks to the resources that everyone, including the elderly, use for coping with
stressful situations in life. In the face of the demands that arise in the course of old
age, individuals respond by developing or employing resources for cushioning the harmful
effects that difficult life circumstances may produce (Cohen and Edwards, 1989). In
general terms, these resources are common across age groups, and can be grouped in three
categories: economic, social and personal, though in old age we also find specific aspects
of these resources.
Economic resources constitute
one of the best "shock absorbers" in
the face of adverse or changing conditions. Good availability of economic resources
increases the range of selection possibilities for elderly people in the different
circumstances -normative or non-normative, expected or unexpected- that may occur to
compensate for possible losses that are frequent in old age. For example, having good
economic resources has been associated with quicker adaptation to retirement, given the
possibility of carrying out various activities thanks to the direct and indirect benefits
of such resources (Carstensen and
Freund, 1994).
Social resources are probably the most
important type of resources for cushioning the adverse effects of stressors in old age (Hanson and Carpenter, 1994). The
prime importance of social support is especially noted when adverse situations have been
unable to be resolved by means of other strategies or resources for coping (Hanson and Carpenter, 1994). Many
studies have demonstrated the effectiveness of social support, even as a predictor of
longevity (Berkman and Syme, 1979),
though the conditions under which its effectiveness is maximised are not known with any
precision (Antonucci, 1990).
Recently, research has been carried out on the idea that the effectiveness of social
support depends on an appropriate combination of who provides the support and type of support given (Pearlin
and Skaff, 1995). Thus, for example, in the case of caregivers (including elderly
caregivers) of elderly people, types of help that are especially useful are the instrumental help given by
professionals to prevent the sensation of burden and deal with specific problems of care,
and the "emotional help" provided by
"veteran caregivers" for preventing emotional disorders (Montorio, Díaz-Veiga and Izal, 1995).
Personal
resources, or competences that the individual
him/herself possesses for adapting to his/her environment, are diverse, those most studied
being coping strategies and, especially among the elderly, the perception of control.
The coping strategies employed, or the efforts made by a person to avoid the harmful
effects of a stressful situation (Lazarus
and Folkman, 1984), have been classified in various ways. Here, following the
classification by Pearlin and
Schooler (1978), we shall distinguish three forms of coping: direct action on the
situation, modification of the meaning of the situation and attempts to manage the effects
of the situation. Among the elderly less frequent use of the first type of strategy has
been found; that is, the probability that they will respond by directing their efforts to
controlling the situation through direct action is lower. Consequently, they more
frequently employ the other two types of strategy, modification of the meaning of adverse
situations and controlling the manifestations of stress, that is, coping strategies focused on emotion (as opposed to those focused on action) (Castro et al., 1995; Chiriboga, 1992). In this sense,
in spite of the popular belief that the elderly adopt a passive attitude in the face of
adversity and difficult life circumstances, developing a more or less acceptable "capacity for resignation" as the only possible
response to conditions of fragility and irreversible physical deterioration, the
verification that they tend to use coping strategies that shape or re-define the meaning
and importance of difficult circumstances shows that they do not necessarily resign
themselves, passively, to these irreversible changes, but that, on the contrary, they
respond effectively, modifying preferences and priorities (Pearlin and Mullan, 1992).
The predilection of elderly people for one type of coping strategy or another may be
explained by a previous process. Thus, the person considers whether it is possible to
maintain former objectives and standards of execution, once personal changes due to age or
other social changes have begun to prevent him or her from reaching them. In the case that
the objectives are perceived as attainable, the person will use instrumental behaviours
that he/she considers effective for counteracting undesirable changes, as long as this
effort does not exceed his or her resources and capacities (Brandstädter, 1984).
If, on the other hand, it is deemed impossible to maintain the previous objectives and
standards, because they exceed the manageable
level of difficulty (Brim,
1992), the individual will react by modifying preferences and priorities, which is
what most frequently occurs in old age. In some cases, elderly people probably tend to use
strategies of this latter type to consider as unattainable or irreversible situations that
are not actually so, either due to lack of the appropriate knowledge or because the
environment is not favourable for carrying out instrumental behaviours (Brandstädter, 1984). Concluding,
the different coping strategies are not universally effective for all age groups and all
conditions, but rather a selective use of them will be more effective, depending on the
time of life in which the individual finds him/herself (Kahana, 1992) and the extent to
which the situation can be resolved through direct or instrumental action (Brandstädter, 1984). The
well-known maxim that states that we should have the serenity to accept that which cannot
be changed, the courage to change that which can, and the wisdom to differentiate between
the two -at all times of life, we would add- , is
eminently applicable with regard to the selective use of strategies.
The perception of control, or the capacity people feel they have for
exercising control over important circumstances of their life (a concept close to that of
Bandura's [1977] self-efficacy), has a
crucial influence on how losses are perceived and subsequently compensated for. An
appropriate perception of control is positively related to adaptation to negative events,
whilst loss of control is related to feelings of helplessness that may have a negative
impact on psychological functioning (Fry, 1989). With regard to the elderly, in spite of the widely-held opinion that fragility and deterioration at this
time of life would result in the individual feeling a reduction in his/her perception of
competence, it can be stated that many elderly people maintain the perception of control
as an important resource for keeping their well-being (Rodin, 1986). There is, moreover,
sufficient empirical evidence to establish that the perception of control is particularly
important among elderly people (Izal,
1985). A considerable number of studies in residential centres support this statement,
since, although entering a residence may involve a reduction in well-being (Baltes and Wahl, 1987), these
effects would be amply offset by the level of perceived control. In one of the studies
most widely quoted in the gerontological literature, in which, in a residence, a programme
was developed for increasing the personal responsibility of the residents in relation to
their immediate environment (basically, by means of small, everyday responsibilities and
possibilities for choice in daily life), it was concluded that favouring a sensation of
control not only influences wellbeing, but also health and longevity (Rodin and Langer, 1977). Similar
results were found in later experimental research (Banzinger, 1987), while a recent
longitudinal study showed that low perceived control is a predictor of mortality, even
after controlling the effects of old age, health, depression and other psychological
problems (Carstensen and Pasupathi,
in press).
In any case, the perception of control should coincide as far as possible with real
capacity for control. Sometimes, an excessive level of perceived control has dysfunctional
consequences, either because irreversible changes have taken place (e.g., due to chronic
illness) or because the environment restricts the individual's capacity for control (e.g., in an institutional
environment). In these cases, an inappropriately high sense of control would lead not to
adaptation or success, but to frustration and despair (Janoff-Bulman and Brickman, 1982).
The reasons why the perception of control is such an important factor in adaptation in old
age are still not sufficiently clear. A possible explanation is that the sense of control
is in itself useful, in that it reduces the feeling of threat associated with difficult or
stressful situations: the more control the individual feels he/she has over adverse
situations, the less helpless he/she will feel, whilst a perceived lack of control will
lead him/her to feel like a "victim" of these difficult circumstances, and
impotent in the face of them (Pearlin
and Skaff, 1995). For example, a high perception of control in people caring for
Alzheimer's Disease patients protects the caregivers from the tensions deriving from daily
care (Skaff, 1991). A second
explanation for the effectiveness of perceived control is based on its capacity to
predispose people to act and mobilise social support for their own benefit (Brandstädter and Baltes-Gätz, 1990).
In summary, adaptation to old age should be seen as a dynamic process through which the
person deals with challenges not in a passive way, but actively, using the various
resources at his/her disposal. Even when possibly insoluble situations have to be
confronted, their impact can be reduced through the restructuring of their meaning, the
availability of appropriate social support and the maintenance of a sense of control over
other aspects important for the individual him/herself.
4. Implications for
intervention
As is clear from what has been said up to now, successful aging depends on the result of
the process of adaptation to the changes associated with old age and to the challenging
situations of life, all of this modulated by a set of economic, social and personal
"shock absorbers". We can now respond to the question that gives the title to
this article, and which originates from an expert clinical psychologist and researcher in
the field of aging, Knight (1986),
who surprised himself by coming up with the question in his consulting room. In general
terms, elderly people, throughout their life span, have developed potent and effective
ways of coping with adverse situations. Baltes and Baltes' (1990)
successful aging model explains this adaptation by means of the process of selective
optimisation with compensation, whilst the stress model, complementary to it, argues that the use of appropriate strategies in each
case, together with social and economic resources, constitutes the key to such adaptation
(Pearlin and Skaff, 1995).
However, whilst many elderly people manage to successfully adapt to the multiple
challenges presented by old age, such successful adaptation is not always the case. The
consequences of failure to adapt are diverse, and include psychological and behavioural
disorders, as well as the worsening of health and functional and physical deterioration.
As regards possible forms of intervention for facilitating successful adaptation in old
age, we find that, throughout the history of gerontology, researchers have shown a
preference for analysing the problems derived from poor adaptation in terms of results
(e.g., low level of satisfaction with life, depression, etc.), to the detriment
of research about the way elderly people adapt. Thus, interventions have been oriented
more towards remedy or rehabilitation than towards prevention. Nevertheless, there
currently exists a general consensus in considering that preventive intervention
strategies should be prioritised, especially if we are concerned with the promotion of
successful aging (Gram and Albee,
1995). From the preventive perspective, on which we shall concentrate, we can
distinguish between personcentred intervention strategies and system-centred ones (Cowen,
1986). In turn, within the first type of strategies, it is possible to differentiate,
on the one hand, those that focus on the anticipation of negative consequences that may
derive from adverse life situations and, on the other, strategies that seek to develop
competences and abilities in people without serious problems, with the aim of reinforcing
the competences and skills that permit them to cope successfully with future adverse
situations. Thus, bearing in mind the different types of intervention strategy that can be
developed, and basing ourselves on the theoretical models we have described (successful
aging model based on selective optimisation with compensation and stress model) from an
essentially optimistic perspective on old age, we shall continue by outlining some general
patterns of intervention for ensuring that, in our society, old age is a successful stage
of life. In any case, what follows should be considered as a kind of general orientation,
since in no way do we pretend to be exhaustive with respect to the possible interventions,
but rather to suggest some ideas that may serve as guidance.
4.1. Intervention strategies centred
on the individual
Given the considerable differences that exist between individuals in the way we age, it is
important to discard simplistic solutions for improving the life conditions of the elderly
or fomenting the flexibility of the individual and society with regard to their perception
of old age and attitudes towards the elderly.
Taking into account the above, it may be useful to distinguish, within person-centred
interventions, the two types previously mentioned. Thus, in the first place, we can
consider forms of intervention aimed at preventing the negative consequences of certain
difficult or stressful situations in those people who, having been exposed to such
situations, may consider themselves at more risk of developing disorders. This is the idea
underlying the development and implementation of some possible interventions. Without
listing all of the possibilities, intervention may be directed at the following groups:
people about to move into a residence for the elderly and people recently widowed, or at
the following situations or problems: people with chronic pain, those in the follow-up
period after hospitalisation or surgery, people with insomnia or depression, worriers,
etc. Secondly, interventions may be developed to favour abilities and competences in
elderly people who are not in a situation "of
risk", with the sole objective of increasing their capacity to cope successfully with
potentially adverse future situations and, in general, to promote optimally competent and
healthy functioning. This second type of intervention has been developed less than the
first, though some specific examples would be: environmental education and accommodation
for the home and the community, protection of personal security, development of
intellectual and physical skills, promotion of social competence, prevention of falls,
encouraging the elderly to do voluntary work, etc. Basically, whatever the types of
intervention, these will be oriented towards promoting competence in the use of capacities
and abilities that permit adaptation to the particular situations of each individual (Dixon, 1995).
In general, adaptation being a process in which the person deals in an active way with
challenges through the use of the diverse resources available to him/her (personal, social
and economic), it becomes necessary to carry out interventions that promote such
resources, bearing in mind, moreover, that they are especially necessary for managing
stressful situations which have to be faced every day. Especially important in the elderly
are interventions to promote interaction and social contact, one of the most potent ways
of facilitating adaptation. When the rest of the resources fail, the availability of
appropriate social support is particularly useful. Furthermore, however, we should
emphasise the fact that the availability of support is understood in a double sense: the
elderly person as recipient of support and as the person providing it to others, thereby
feeling useful and avoiding isolation (within the family, with friends, as a volunteer,
etc.). Interventions can also be developed that help elderly people to use appropriate coping strategies, that is, which promote facing up actively or instrumentally
to unattainable objectives or restructuring the meaning of adverse situations. Lastly, of
fundamental importance are interventions that promote the feeling of personal control, through the identification of strategies for increasing the
perception of control and self-efficacy in those people who, for diverse reasons (health
problems, moving into a residence, etc.), are in danger of losing their sense of autonomy.
In this sense, we should take into account the enormous influence of certain messages
coming from the context (Langer and
Rodin, 1976) (from the immediate social network to society in general), in order,
through their correct use, to promote selfconfidence and feelings of worth in people. The
optimisation of personal functioning is not only a question of sound individual
competences, but to a large extent depends on the context that surrounds the individual.
Thus, to compensate for possible deterioration and limitations due to age, it is necessary
to adapt the physical and social
environment in which one operates by means of prosthetic elements, special
facilities in public places and the creation of "friendly" environments
(elimination of architectural barriers, adapted traffic systems, orientational aids,
adapted public transport and, in general, any measures that tend towards the optimising of
functioning in the elderly) (Lawton,
1990). However, in addition to compensating for possible limitations, the environment
may favour the individual's competence through
characteristics that serve to stimulate and even involve a degree of challenge (proactive
environment): new social contacts, new activities, a prosthetic and secure physical
environment only to the extent necessary, etc. (Izal, 1995).
In short, the essence of preventive intervention centred on the elderly individual would
be that, wherever possible, it should provide him or her with opportunities to develop
his/her abilities, to demonstrate more competence, to attain better harmony with
him/herself and others and, in consequence, to experience a feeling of success (Gram and Albee, 1995).
4.2. Intervention in social systems for the optimisation of health and well-being
The majority of psychosocial and health interventions focus on the individual, and their
objective is constituted by the emotional, cognitive, behavioural and/or physiological
reactions or responses (Levi, 1992)
we have referred to above. However, as we have seen, the physical and social environment
that surrounds the individual may contain a series of potent stressors, such as lack of
personenvironment fit, conflict between competing roles (for example, being the main
caregiver for a dependent family member and dedicating time to other members of the
family) or loss of roles. Therefore, it appears clearly necessary to intervene not only
with regard to the elderly themselves, but also with respect to external factors that may
be endangering their well-being (understood in its widest physical, social and
psychological sense).
Interventions aimed at the identification and improvement of the social system are
especially important for the elderly, given the various forms of vulnerability frequently
associated with this age group. Thus, for example, the greater prevalence of health
problems in old age implies, in many cases, a real loss of autonomy; moreover, though, the
beliefs maintained by the people in the immediate environment (family, residence staff,
etc.) about the elderly person's incapacity and
the consequent over-protective behaviour affect him/her, causing this actual loss of
autonomy to increase (Little, 1988).
Ultimately, this situation may give rise to a vicious circle in which there is progressive
reinforcement of the pathological process. Similarly, loss of personal control, common
among the elderly, is influenced not only by the loss of the individual's own personal
resources (health, memory, etc.), but also by external factors that affect the perception
of personal control, such as, in certain circumstances, moving into a residence, agist
attitudes, scarce economic resources, and so on.
In spite of the undeniable interaction between individual and contextual variables
throughout the lifespan, including old age, psychosocial interventions directed towards
factors that are contextual or external to the individual, that is, towards change in
social systems, have received scant attention. Quite possibly, one of the main reasons for
this lack of attention is the complexity inherent in interventions focusing on the social
system (Levi, 1992). Thus, it
is a generalised fact that state policies in all countries aimed at solving social or
health problems target only a single problem, or part of it, at one time, and, moreover,
adopt a remedial approach that focuses on critical situations (for example, a specific
health problem, such as an epidemic of gastrointestinal infection, is easily attacked,
whilst malnutrition due to poverty is ignored).
In the elderly, an illustration of this type of situation is provided by the problem of
Alzheimer's Disease. Around this illness, in addition to the progressive cognitive and
physical deterioration suffered by the direct victims, there grows a series of problems
that greatly affect the sufferer's family (the "hidden victims" of the illness).
Political decisions that propose
tackling the problem by concentrating exclusively on the physical aspects of this up to
now incurable disorder, that is, the provision of nursing facilities and care, of
medication, etc., when the illness is already at a fairly advanced stage, represent a good
example of the prototypical intervention to which we refer -intervention focused on a
partial aspect of a complex problem, remedial in nature and targeting critical situations.
Such intervention, while absolutely necessary, should be complemented by other measures
acting on the social system that contribute to alleviating the burden on families involved
in caring for sufferers, and to reducing the stress they experience (support services for
relatives, respite services to combat care fatigue, programmes for caregivers, family
advice services, etc.). Moreover, these measures should form part of an approach that
widens purely remedial objectives, which begin with the earliest possible detection of the
illness, making possible the design of a plan for appropriate treatment (given that the
disease is incurable, but not untreatable) for the sufferer and his/her family. Neither
should we forget the importance of measures with regard to the training of professional
caregivers, who, in the future, due to increasing difficulties of families to take
responsibility for dependent elderly with problems, and also to demographic changes, will
foreseeably be of key importance in geriatric care (Rodríguez and Sancho, 1995). In
addition, measures could be taken to design appropriate environments (home or
institutional) or modify existing ones, to train residence staff to deal with problem
behaviour characteristic of old people, and even to introduce regulations guaranteeing the
rights of those affected by this disorder, which could be included in future legislation
to protect the elderly.
In short, the person-environment system involves a multitude of factors that interact with
one another, so that approaching environmental, behavioural, health, etc., problems by
considering only a part of this complex system does not augur well for the success of
preventive, therapeutic or research activities (Levi, 1992).
Apart from the complexity of interventions at the level of the social system, another of
the factors that may explain their scarcity is that, in so far as they imply social and
political change, they may be difficult for professionals to accept, given that their
implementation is necessarily interdisciplinary, and that they may have controversial
results. As a specific example, the recommendation that elderly women should acquire more
social competence as a form of improving their wellbeing has been questioned (Wine, 1981). The main argument
behind this objection is based on the notion that a greater assertiveness on the part of
these women may give rise to conflictive relations with other members of the family, who
expect more submissive behaviour, in accordance with the traditional status of women.
The process of intervention at the level of the system is well illustrated through the use
of a metaphor (Levi, 1992). Let
us imagine that the road representing the human lifespan crosses a bridge over a river.
This bridge has various defects (holes in the floor, no protective rails at the side,
etc.) that create the risk of falling into the water, as there is no completely safe
route. In consequence, a large number of people fall into the river. Many of them do not
know how to swim. In order to prevent drowning, lifeguards (qualified in first aid) dive
into the river, get the people to the bank and try to revive them. If the lifeguards do
not manage to save those in the river, these people are swept downriver by the current as
far as a waterfall, which plunges them into the depths. Divers then have to make great
efforts to bring them back to the surface, and from there to the bank, where sophisticated
and costly attempts at resuscitation have to be made.
The conclusion is that the life-saving personnel are, of course, necessary, as are the
institutions and resources they represent. However, resources are also necessary for: a)
repairing the bridge when it is in a poor state, b) equipping the bridge with a safe lane
and warning signs, c) informing people of the dangers of the deep water in case they
cannot swim, and d) teaching people to swim and to save other people who cannot swim, and
need help (Levi, 1985). In
other words, there is a need for different types of intervention directed towards
fomenting health and well-being in the elderly -successful aging- , that go beyond
initiatives centred exclusively on the individual. Thus, interventions aimed at the wider
social system within which people live their lives should, on the one hand, create the
most favourable environmental conditions possible (healthy contexts, elimination of
negative stereotypes about the elderly, opportunities for social participation, etc.) and,
on the other, provide people with the means to acquire personal resources (healthy
lifestyles, personal control over their lives, education for health, social competence,
cognitive competence, etc.) for preserving their well-being and health, and for preventing possible problems in the future, as well for contributing themselves to the
attainment of these same goals by others.
Various conditions need to be met for the above to take place. Firstly, there must be
close collaboration between social planners, who define the political objectives, and
professionals and researchers, who test and evaluate these ideas, as well as providing
additional knowledge on which to base decisions. Secondly, and related to the first point,
it is necessary to have sufficient information, and to this end the ideal way forward is
through applied research on intervention targeting the elderly, with special emphasis on
how people reach old age with most vitality and in the best conditions of health and
wellbeing (following the metaphor of the bridge and the river, those that cross the bridge
successfully).
CONCLUSIONS
One of the best strategies for achieving successful aging is to understand that the stage
of old age is the continuation of the life that has gone before. In this sense, we can
learn a great deal from those individuals who today are elderly but healthy. Those that
have known best how to age successfully are those that are in a position to transmit
important knowledge. The progressive development of competences throughout life, widening
their repertoire of abilities, allows them to select from among an extensive range of
possibilities when losses that occur in old age deprive them of certain options. We must
be aware of the strengths of elderly people and of the environments that allow them to
confront the challenges of old age. We can learn from these people to promote effective
and supportive contexts or environments, so that other elderly people can benefit from
such knowledge. Following the recommendation of Kahana (1992), we must begin to ask the elderly of today about their
problems and how they cope with them. Attaining this objective requires a new perspective
of analysis, farremoved from the vision of the elderly as deficient, and which accepts
that the parameters of success at each stage of life are not necessarily the same.
To facilitate this perspective, we should bear in mind that public policy towards the
elderly should essentially be no different from that towards other age groups. Policy
should provide citizens with comfort and health, reducing threats to their well-being. For
other age groups, such policies have been clear and explicit; the protection of minors and
access to culture and education for children and young people are clear examples of
policies benefiting the youngest groups. Let us consider, to take a more specific example,
the enormous investment made recently in Spain to reform pre-university education. As far
as adults are concerned, there is a clear policy, independent of results, to improve life
conditions. For example, the recent, novel and encouraging plan to improve working
conditions in our country through the Ley
de Salud Laboral (Health and Safety at Work Act). While it is true that all
generalisations are subject to error and omission, we feel that, in the case of the
elderly, policies do not appear to be so clearly directed towards the
"development" of this age group and the promotion of successful aging. Rather,
and reflecting an attitude shared by society at large, policies are directed mainly at
covering the basic, primary needs of this group. Though such attention clearly remains
absolutely necessary, other, new and complementary routes must also be opened. In this
sense, we believe the use of scientific knowledge with regard to this age group to be
pertinent as a preliminary step to the introduction of services. It is necessary for
programmes to be designed, chiefly preventive ones, which correspond to global policies
and focus both on the social system and on the individual, employing qualified
professionals at the different levels of development, administration and implementation.
Policies aimed at the promotion of health and well-being may find expression in some of
the following programs, though this is by no means an exhaustive list: education for
health, optimisation of the functioning of institutional residents through continued
training and motivation of staff, promotion of autonomy and independence of elderly
people, with special emphasis on the prevention or elimination of excessive incapacity,
thorough attention to Alzheimer's Disease
patients and their families, plan of action for caregivers of the dependent elderly,
development of intellectual abilities, promotion of social competence, training of
paraprofessionals, promotion of participation of the elderly in voluntary work, etc.
Obviously, some of these lines of intervention are under way at present. In such cases, it
is necessary to foment them and extend their reach. For example, a physical activity
programme in a Day Centre could be extended, converting it into a global programme that
includes a promotion campaign in the target community (change of attitudes, education for
health, the benefits of physical exercise, etc.) involving specially trained professionals
(with knowledge of the limi
tations of exercise for elderly people, of useful motivation techniques for the age
group, etc.) and specially developed technical and audiovisual material.
A crucial aspect in drawing up appropriate policies for the elderly is the transfer of the
knowledge derived from research to policy, services and programmes. Knowledge about this
age group, their potential, their deficiencies and their forms of adaptation is extensive,
but far too much of this knowledge fails to reach much beyond the limits of the academic
environment and research institutions. There is a need for organisms to take
responsibility both for fomenting research and for transferring scientific achievements to
the practical sphere. In some countries, the response to this need has been the creation
of specialised public institutions dedicated to matters of the elderly, which is
undoubtedly an appropriate measure.
Of course, the planning of routes of intervention with regard to the elderly should not
only take into account scientific-technical knowledge, but should, as a priority, ensure
that this age group does not become marginalized. Elderly people should become the chief
managers of their own lives, and for this it is necessary to promote their participation
at all levels at which decisions about them are made, to favour their involvement in the
societies of production and leisure, and to foment in society and among professionals the
idea that it is they who make the decisions about their own daily life. As Rodríguez and Sancho (1995)
affirm, only in this way will we be able to achieve the improvement of the quality of life
of the elderly, whose right to choose and to make decisions is unrenounceable.
To conclude, we should like to stress that the way "successful aging" is put
into practice will depend on each individual, depending on one's personal characteristics and the culture in which one
lives. Successful aging will thus take a different form for each person, according to his
or her peculiarities and own way of adapting to this stage of life. There are no standards
for successful aging; each individual shapes his or her own way of achieving it. However,
this should in no way be understood as exempting society from its responsibility to
contribute to satisfactory adaptation in old age. On the contrary, social policies should
ensure that current and future generations of senior citizens have the energy and interest
to continue being productive and maintain competences and skills through extensive
practice; they should also encourage the search for new ways of overcoming deterioration
and loss of functions and abilities. Undoubtedly, the form, ambit and reach of policies,
services and programmes related to the elderly will change as new cohorts appear with
different personal, social and educational resources from those of today's elderly, and
quite probably with new demands for programmes and services.
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